2016 ENFORCEMENT
REPORT

CSA enforcement teams across the country work to protect the integrity of Canada’s capital markets and strive for responsive, collaborative and effective enforcement of Canada’s securities laws.


- Louis Morisset, Chair, CSA

Fact #1

120 people and 82 companies were placed under interim and asset freeze orders in 2016, preventing further harm to investors.

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Fact #2

39 years of jail time
were ordered for securities related misconduct.

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